NEBRASKA

Nebraska Bureau of Securities Web Site Securities Act of Nebraska Securities Rules Statements of Policy Securities Regulation Overview FAQ About Securities Exemptions Filing Requirements for Regulation D Offerings Online Securities Search & Verification Forms

NEVADA

Nevada Securities Division Web Site Statutes and Securities Regulations Registration and Exemptions Fee Schedule Forms

NEW HAMPSHIRE

New Hampshire Bureau of Securities Regulation Web Site New Hampshire Securities Act New Hampshire Securities Rules Forms

NEW JERSEY

New Jersey Bureau of Securities Web Site New Jersey Uniform Securities Law [click on "search"] New Jersey Securities Regulations Forms

NEW MEXICO

New Mexico Securities Division Web Site New Mexico Securities Act Securities Rules Forms and Fees

NEW YORK

New York AG Investor Protection Bureau Web Site New York Consolidated Laws, Article 23-A (Sec. 352 - 359-h) Brokers, Dealers and Salespersons Broker-Dealer and Securities Registration Information Sheet Form M-11 Instructions for Filing a Designation for Service of Process State Notice and Further State Notice Forms Form 99 Notification Form Under NSMIA Section 359-f(2) Exemption Instruction Sheet Registrant Information Form RI-1 Security Takeover Disclosure Rules

NORTH CAROLINA

North Carolina Securities Division Web Site North Carolina Securities Act Statutes, Rules and Orders News and Information Forms, Fees and Other FAQs

NORTH DAKOTA

North Dakota Securities Department Web Site North Dakota Securities Act Rules and Regulations Overview of Registration & Exemption Requirements Rule 506 Notification Filing Requirements Forms

OHIO

Ohio Securities Division Web Site Ohio Securities Act (Title XVII, Chapter 1707) Rules Under the Ohio Securities Act Proposed Rules Merit Standards for Securities Offerings Ohio Securities Bulletin Frequently Asked Questions Forms and Fee Schedule

OKLAHOMA

Oklahoma Securities Commission Web Site Oklahoma Uniform Securities Act of 2004 Rules of the Department of Securities Forms (click on "Forms" link in left column)

OREGON

Oregon Div. of Finance & Corporate Securities Web Site Oregon Securities Law Securities Statutes & Rules Securities Offering Registration Securities Registration FAQ Fee Schedule Forms

PENNSYLVANIA

Pennsylvania Securities Commission Web Site Pennsylvania Securities Act of 1972 Pennsylvania Takeover Disclosure Law of 1976 Pennsylvania Code Rules Securities Law and Policy Links Corporate Finance Links Forms