RHODE ISLAND

Rhode Island Securities Division Web Site Rhode Island Uniform Securities Act Securities Division Regulations Securities Division Forms

SOUTH CAROLINA

South Carolina Securities Division Web Site South Carolina Uniform Securities Act of 2005 Securities Division Regulations

SOUTH DAKOTA

South Dakota Securities Division South Dakota Uniform Securities Act of 2002 Securities Rules Press Releases Securities Fees Forms

TENNESSEE

Tennessee Securities Division Web Site Tennessee Securities Act of 1980 (title 48, ch. 2)  Securities Department Rules Forms and Filing Instructions

TEXAS

Texas State Securities Board Web Site Texas Securities Act Regulations of the Texas State Securities Board Recent Changes to Regulations Press Releases Forms and Fees

UTAH

Utah Division of Securities Web Site Utah Uniform Securities Act Current Rules Proposed Rules No-Action Letters Interpretive Opinions Attorney General's Opinions Securities Registration Exemptions from Registration Federal Covered Securities Fairness Hearings Online Filings Database Fee Schedule Forms

VERMONT

Vermont Securities Division Web Site Vermont Securities Act Insider Trading Act Securities Regulations, Bulletins & Orders Vermont Small Business Offering Exemption

VIRGINIA

Virginia Div. of Securities & Retail Franchising Web Site Virginia Securities Act Securities Rules & Regulations Securities Registration & Renewal Broker-Dealer / Investment Adviser Registration & Renewal Forms

WASHINGTON

Washington Securities Division Web Site Securities Act of Washington Rules, Interpretations & Policy Statements Registration and Exemptions Rulemaking Activity Forms

WEST VIRGINIA

West Virginia Securities Commission Web Site West Virginia Uniform Securities Act Administrative Regulations Securities Registration Registration of Securities by SEC Regulation D

WISCONSIN

Wisconsin Division of Securities Web Site Wisconsin Uniform Securities Law Securities Regulations Registration, Exemption & Notice Information Frequently Asked Questions Brochures Fee Schedule Forms

WYOMING

Wyoming Securities Division Web Site Wyoming Securities Act Securities Registration, Exemptions & Notice Filings Securities Rules Forms